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Table 2 Substantive theory for embracing complexity – challenges and corresponding actions required for successful evidence translation and improvement

From: Simple rules for evidence translation in complex systems: A qualitative study

Embrace complexity

Common challenges

Simple rules: strategies for overcoming challenges

Interventions do not work on their own – they need to fit with practices and processes of care

 - Interventions need to be used by people and are dependent on other processes and practices

 - Interventions interact with complex processes and established practices of professions and organisations

Understand practices and processes of care

- Understand what is actually happening and identify interdependent practices and processes

- Consider fit of new or modified interventions and use to inform intervention design, implementation activities, and ongoing learning and actions to drive improvement

There is rarely a single, standardised, way by which care is delivered

 - Agents within the system are constantly interacting and responding to each other and to internal and external stimuli

 - This results in inherent levels of variation within healthcare systems, even when standard processes exist

 - People have to make decisions and take actions in real world (imperfect) conditions

Understand types and sources of variation

- Natural variation needs to be understood to inform intervention design and implementation

- Identify what variation is (un)acceptable and what improvements are required

- Use data, observations and feedback on variations to learn and assess whether progress is being made

It cannot be assumed that dependent processes or systems are working well

 - To achieve the original improvement goal other problems or related issues may need to take priority

 - Practices and processes are often sub-optimal and may require improvement to support evidence implementation

 - Systemic problems can be hard to overcome and may challenge assumptions or current practices and cultures

 - Not all systemic problems can be addressed

Identify systemic issues

- Be vigilant for systemic issues as learning emerges

- Consider what is within the project team’s sphere of influence, and where additional support is needed

- Use learning to influence planning and design, and where necessary how to function within system constraints

Any intervention will compete for attention and resources with other initiatives or requirements

 - Attention and resources are limited and initiatives need to work within system constraints

 - Initiatives will always ‘compete’ with other priorities and may fail without appropriate support and backing

 - Managerial, financial, strategic and political decisions and motives may work in support or against an initiative

Seek political, strategic and financial alignment

- Recognise system constraints and be realistic about what can be achieved given finite resource and competing priorities

- Consider where improvement might have greatest impact

- Understand negative or positive impacts of political, strategic or financial incentives on behaviours and use this to inform the design of interventions

- Where possible, seek alignment and consider how to secure support and continued investment